Audit & Compliance Analyst – Banking
Are you experienced in risk and control testing within banking or financial services? Apply Now!
Working with one of our top financial clients, this role calls for an Audit & Compliance Analyst – Banking. The successful candidate will focus on executing internal control testing, supporting risk assessments, and engaging with stakeholders to strengthen control environments.
Pay rate range (CAD): $35.11/hr – $42.13/hr
Responsibilities
- Ensure internal control testing aligns with the requirements of second line functions like compliance, risk, and AML.
- Lead and support development of testing programs to identify control gaps and assess effectiveness.
- Conduct ongoing testing of key controls across business units, documenting exceptions and resolution actions.
- Analyze Key Risk Indicators to identify areas for enhancement.
- Collaborate with business stakeholders to remediate control deficiencies and improve processes.
- Assist in developing action plans and tracking progress to address internal control weaknesses.
- Contribute to ad-hoc risk and control initiatives.
- Communicate effectively with stakeholders at all levels, sharing information and best practices.
- Maintain detailed documentation of testing activities, findings, and recommendations.
Desired Skill-Set
- Risk and Control Self-Assessment experience
- Advanced knowledge of governance, risk, and control strategies and procedures
- Prior audit or quality control testing experience
- Strong proficiency with MS Excel (formulas)
- Ability to work independently and as part of a team
- Excellent communication, organizational, and multi-tasking skills
- Ability to analyze complex information and prioritize tasks effectively
Nice to Have
- Experience in wholesale banking operations
- Knowledge of derivative operations and related processes
- Familiarity with ARIS process mapping software
- Experience with internal audit methodologies in financial institutions
BeachHead is an equal opportunity agency and employer. We advocate for our candidates and welcome applicants regardless of race, color, religion, national origin, sex, age, or physical or mental disability. BeachHead or our clients may use technology-enabled tools, including automation and artificial intelligence (AI), to support parts of the recruitment process such as resume screening, application management, and candidate matching. These tools assist our recruiters and our clients, and do not replace human decision-making. This job posting represents a current or anticipated vacancy. The position may be filled at any time, and the posting may be removed without notice once the role has been filled.