Internal Operational Auditor- Risk/CSC

  • Date Posted Mar 3, 2023
  • Location Toronto, ON
  • Job Type Contract
  • Job ID 15719

Are you collaborative, resourceful and highly organized? Do you enjoy developing relationships with influential stakeholders? If yes, this could be your next opportunity!

Working with one of the top financial clients this role calls for an Internal Operational Auditor- Risk/CSC who will focus on providing support for the wealth testing and monitoring program. This candidate will model strong ethics, integrity and leadership to promote a positive work environment that fosters collaboration, innovation and synergies. This candidate will be responsible for all aspects of assigned testing engagements and monitoring activities and will interact and communicate with business personnel.


  • Plan and execute compliance testing programs and communicate compliance testing results
  • Identify and document regulatory compliance controls
  • Prepare documentation in accordance with established policies and standards
  • Budget and be responsible for tracking work efforts versus budgets
  • Develop and execute monitoring activities
  • Provide knowledgeable recommendations to businesses for control improvements
  • Ensure key regulations and key regulatory changes are captured in assigned testing programs
  • Participate in business initiatives as assigned
  • Proactively contribute to team processes and projects
  • Seek process improvements and more efficient ways to deliver value to our businesses
  • Lead testing engagements and review the work of other testers

Desired Skill Set:

  • 5-7 years of experience in Operational Audit
  • Proven ability to read and interpret regulations as well as understand how the regulations may impact our business partners
  • Strong verbal and written communication skills
  • Strong problem-solving and critical thinking skills and ability to recommend value-added solutions, apply critical and strategic thinking to issues and make timely decisions
  • Strong collaborative and relationship management skills at all levels
  • Time management and Multitasking ability
  • Bachelor's degree in math or related financial discipline

Nice To Have:

  • Accounting designation (i.e. CPA, CA) or Audit Designation (CIA)
  • Risk Management Certificate
  • Completion of CSC/CPH and other relevant industry courses
  • Work experience in the financial industry with a focus on compliance and wealth-related businesses

BeachHead is an equal opportunity agency and employer. We advocate for you and welcome anyone regardless of race, color, religion, national origin, sex, physical or mental disability, or age.
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