Jr. Compliance Analyst/Auditor – Testing

  • Date Posted Jun 8, 2023
  • Location Toronto, ON
  • Job Type Contract
  • Job ID 16039

Are you looking for stellar opportunities to develop and succeed?  Are you ready to make a mark in an international Financial Corporation? Here’s an opportunity for you…

Working with one of the top financial clients this role calls for a Jr. Compliance Analyst/Auditor – Testing who will be responsible for performing regulatory and compliance program required monitoring and control testing (M&T) for Personal & Business Banking (P&BB) lines of business.


  • Conducting monitoring and control testing (M&T) for P&C lines of business
  • Collecting and analyzing relevant evidence
  • Documenting work completed and requesting approval
  • Ad hoc activities as it relates to identifying improvement opportunities
  • Maintaining documentation in appropriate repositories or systems
  • Assist with ensuring exceptions noted are addressed in order to remediate issues or action plans
  • Support risk management activities in Canadian P&BB Business Units i.e. issue management, control documentation, reporting
  • Support the execution of initiatives with stakeholders

Desired Skill Set:

  • 3-5+ years of experience working in Banking Compliance, specifically in Personal and Commercial banking realms
  • Ability to read & understand technical compliance material  
  • Previous experience in compliance or operational risk control testing
  • Detailed knowledge of the Bank Act and Consumer Protection regulations
  • Proven experience with testing – whether in operations, risk or compliance risk audit testing
  • Ability to build relationships with internal and external stakeholders
  • Problem-solving skills
  • Strong computer skills with proficiency in Microsoft Outlook, Excel (SumIf, Pivot, Vlookups), & Word. PowerPoint
  • Exposure to risk and control environment requires someone with a similar mindset
  • Undergraduate degree 

Nice To Have:

  • Exposure to Risk Management, Audit, Compliance or Operational Risk
  • Previous experience working at FI
  • Previous experience working with FCAC
  • CFA/CMA Certifications
  • Experience writing queries in Database

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