Jr. Compliance Analyst/Auditor – Testing
Are you looking for stellar opportunities to develop and succeed? Are you ready to make a mark in an international Financial Corporation? Here’s an opportunity for you…
Working with one of the top financial clients this role calls for a Jr. Compliance Analyst/Auditor – Testing who will be responsible for performing regulatory and compliance program required monitoring and control testing (M&T) for Personal & Business Banking (P&BB) lines of business.
Responsibilities:
- Conducting monitoring and control testing (M&T) for P&C lines of business
- Collecting and analyzing relevant evidence
- Documenting work completed and requesting approval
- Ad hoc activities as it relates to identifying improvement opportunities
- Maintaining documentation in appropriate repositories or systems
- Assist with ensuring exceptions noted are addressed in order to remediate issues or action plans
- Support risk management activities in Canadian P&BB Business Units i.e. issue management, control documentation, reporting
- Support the execution of initiatives with stakeholders
Desired Skill Set:
- 3-5+ years of experience working in Banking Compliance, specifically in Personal and Commercial banking realms
- Ability to read & understand technical compliance material
- Previous experience in compliance or operational risk control testing
- Detailed knowledge of the Bank Act and Consumer Protection regulations
- Proven experience with testing – whether in operations, risk or compliance risk audit testing
- Ability to build relationships with internal and external stakeholders
- Problem-solving skills
- Strong computer skills with proficiency in Microsoft Outlook, Excel (SumIf, Pivot, Vlookups), & Word. PowerPoint
- Exposure to risk and control environment requires someone with a similar mindset
- Undergraduate degree
Nice To Have:
- Exposure to Risk Management, Audit, Compliance or Operational Risk
- Previous experience working at FI
- Previous experience working with FCAC
- CFA/CMA Certifications
- Experience writing queries in Database
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