Operational Auditor/Regulatory

  • Date Posted Jun 30, 2022
  • Location Toronto , Ontario
  • Job Type Contract
  • Job ID 14788

Do you seek challenges and personal development opportunities, and have the courage to make a difference? Do you possess excellent communication skills and are constantly looking for more efficient ways to manage processes and company assets? Then, Apply Now!

Working with one of the top financial clients this role calls for an Operational Auditor/Regulatory who will be responsible for planning and executing compliance testing programs and communicating compliance testing results. This candidate will provide knowledgeable recommendations to businesses for control improvements. The successful candidate must ensure key regulations and key regulatory changes are captured in assigned testing programs. The ideal candidate has Accounting designations and certification in auditing or risk management solid experience in Auditing and excellent communication skills.


  • Identify and document regulatory compliance controls
  • Prepare documentation in accordance with established policies and standards
  • Budget and be responsible for tracking work efforts versus budgets
  • Develop and execute monitoring activities
  • Participate in business initiatives as assigned
  • Proactively contribute to team processes and projects
  • Seek process improvements and more efficient ways to deliver value to our businesses
  • Lead testing engagements and review the work of other testers

Desired skill set:

  • 3 years of experience in Operational Auditing
  • Excellent time management, multitasking, task planning and prioritization skills
  • Very strong verbal and written communications skills
  • Excellent critical problem-solving skills and team collaboration skills
  • Post-Secondary Education

Nice to have:

  • Accounting designation including CA and CPA
  • Certification in auditing or risk management e.g. CIA, CISA, CFA, PRM, FRM
  • Experience working in the finance industry, preferably in compliance and wealth-related businesses

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