AML Quality Control/Assurance Analyst
Do you seek challenges and personal development opportunities, and have the courage to make a difference? Are you a motivated, flexible, creative team player with perseverance, excellent multi-tasking abilities and a proven track record for meeting strict deadlines? Then, Apply Now!
Working with one of the top financial clients, this role calls for an AML Quality Control/Assurance Analyst who will perform quality assurance on a broad range of money laundering investigation-related activities in support of Anti-Money Laundering (AML) and Anti-Terrorist Financing (ATF) regulations designed to detect and report on financial-related crimes.
Responsibilities:
- Evaluate ML/TF risk by conducting a quality check on cases/alerts as part of the controls of the client’s AML and ATF program
- Keep abreast of emerging issues, trends, and evolving regulatory requirements and assess potential impacts
- Evaluate potentially suspicious account activity. Recognize and evaluate accounts and activity, and effectively document recommendations regarding account retention and/or regulatory reporting obligations.
- Provide trend analysis of AML/ATF findings and gaps to Management for review.
- Maintain a culture of risk management and control, supported by effective processes in alignment with risk appetite.
- Manage ambiguity and apply judgment to identify, troubleshoot and resolve ongoing business and operational issues.
- Assist the QA function with developing/drafting and maintaining written policies, procedures and/or programs/frameworks to minimize compliance breaches and monitor adherence to applicable regulations/requirements
- Prioritize and manage own workload to meet SLA requirements for service and productivity.
- Represent as a project lead on projects/initiatives and/or at meetings across the organization.
- Serve as a subject matter expert in a quality control function and serve as a knowledge and process expert to others.
- Effectively work independently with minimal supervision within a team environment to complete a common goal and prioritize daily workload to meet department objectives.
- Adhere to the team policy and procedures to ensure that work is properly documented.
- Ability to lead and positively influence others
- Contribute to the success of the team by willingly assisting others in the completion and performance of work activities
- Perform additional duties and participate in special projects as required
Desired Skill Set:
- At least 4+ Years of experience in AML investigations experience and with 1 year of STR filing experience
- Understanding of related regulations, such as the Proceeds of Crime (Money Laundering) and Terrorist Financing Act (PCMLTFA)
- Experience with a wide variety of ML/TF risks for multiple customer/product types and a solid ability to articulate the risks and your findings in a recommendation summary
- Excellent technical and computing skills, including the ability to use various searchable databases and Microsoft Office software
- Skill in using computer applications, including MS Office. Proficiency in Excel is a must (manipulate data, formulas, and sort)
- Ability to process and handle confidential information with discretion
Nice To Have:
- AML QC/QA experience
- Banking experience
- ACAMS certificate
BeachHead is an equal opportunity agency and employer. We advocate for you and welcome anyone regardless of race, color, religion, national origin, sex, physical or mental disability, or age.
Privacy Policy