Process Analyst – Audit/Controls Testing
Are you collaborative, resourceful and highly organized? Do you enjoy developing relationships with influential stakeholders? If yes, this could be your next opportunity!
Working with one of the top financial clients, this role calls for a Process Analyst – Audit/Controls Testing who will ensure internal control testing is effectively and efficiently conducted based on the requirements of the 2nd line functions (e.g., Compliance, Risk, AML, etc.).
Responsibilities:
- Lead and assist in the development of Design and Operating effectiveness of Testing programs that will effectively and efficiently detect gaps in internal processes/controls. Understand and apply sampling methodology in accordance with the client’s sampling guidelines.
- Conduct ongoing testing of key controls/requirements for all clients’ Businesses. Ensure that exceptions are appropriately analyzed, reported, and tracked to resolution.
- Lead and assist with assessing Key Risk Indicators to identify opportunities to enhance the program.
- Lead and assist clients’ Businesses in developing action/remediation plans to address internal control gaps as well as the root cause themes.
- Lead the identification of opportunities to improve processes, identifying and realizing efficiencies in testing (where possible) and delivering a better testing experience to clients’ Businesses.
- Work with business stakeholders to develop or enhance key controls and remediate documentation/process gaps to reduce risks with 2nd line function support.
- Assist with ad-hoc initiatives and strategies from a risk and control perspective.
- Contribute to and promote positive working relationships by effectively communicating and regularly sharing information, issues/points of interest, learnings, and knowledge with the team.
Desired Skill Set:
- 5 years of Quality Assurance, Audit and/and Quality Control Testing experience
- 5 years of experience in Risk & Governance
- Ability to prioritize work and work with multiple deadlines
- Advanced Excel (Building macros & complex formulas, pivot tables, v-lookups)
- Good understanding of risk management, governance and controls practices
Nice To Have:
- Wholesale banking experience
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