Auditor – Capital Markets
Can you cultivate winning relationships by building trust with business and technology partners? Can you learn voraciously, stretch your thinking, share your knowledge and educate others? Do you have the capability to inspire a positive work environment and help champion quality, innovation, teamwork and service to the business? Then, Apply Now!
Working with one of the top financial clients, this role calls for an Auditor – Capital Markets who will provide your subject matter expertise in executing audits for assigned business, function or project, ranging in complexity, in addition to leading moderately complex audits.
Responsibilities:
- Provide expertise in executing end-to-end audits based on the established audit plans in alignment with applicable policies and regulatory guidelines in a timely fashion
- Ensuring the completion of appropriate programs and risk assessment to mitigate risks and improve effectiveness across the business
- Support the audit opinion as per internal controls and professional audit standards to present the findings and recommendations to the client and audit management
- Manage follow-ups on the new findings raised from regulatory and internal divisional audits to ensure all data is up-to-date and properly documented
- Review and identify failures in internal processes and recommend improvements to enhance operational efficiencies
- Stay knowledgeable about emerging trends and developments related to business, analytical tools and techniques to deliver quality results within tight timeframes
- Act with the highest levels of integrity while always observing regulatory guidelines, fulfilling your due diligence and handling confidential information with discretion
- Build a fair and positive work environment where the team can openly report challenges and exchange ideas, knowledge and skills and maintain good working relationships with each other to achieve common goals
Desired Skill Set:
- 8 years of experience in Business Analysis
- 8 years of proficiency to work multi-functionally
- Hands-on experience with advanced MS Office (Excel, Word, Access, PowerPoint, Visio, Project)
- Relevant professional certifications, accounting designations such as CPA
- Strong communication skills
Nice To Have:
- Capital market experience – any project management experience within capital markets
- FRM, CFA designations are an asset
- Experience working in the audit team
BeachHead is an equal opportunity agency and employer. We advocate for you and welcome anyone regardless of race, color, religion, national origin, sex, physical or mental disability, or age.
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