Compliance Data & Reporting Analyst (Capital Markets)
Are you an experienced AML Business Analyst seeking a challenging role with growth opportunities? Apply Now!
Working with one of our top financial clients, this role calls for a Compliance Data & Reporting Analyst (Capital Markets) and offers a chance to contribute to critical compliance projects while gaining exposure to senior leadership.
Pay rate range (CAD): $57.34/hr – $68.81/hr
Responsibilities
- Support daily business-as-usual operations related to AML compliance, including outreach for documentation and follow-up with colleagues
- Maintain comprehensive and detailed documentation, reports, and investigative work to support AML processes
- Assist in audit activities, ensuring adherence to compliance standards and preparing necessary documentation
- Utilize PowerBI and data analytics tools to automate workflows, enhance reporting, and present data insights effectively
- Bridge data analytics with reporting functions, including Excel documentation and logical process explanation
- Collaborate with internal teams for transaction monitoring, employing chasing and employment validation tasks as needed
- Participate in ongoing projects, potentially involving automation and process improvement initiatives
Desired Skill-Set
- 5+ years of experience in Financial Institutions or capital market environments
- Strong understanding of securities types and brokerage operations
- Expertise in AML functions, remediation, and investigative procedures
- Skilled in detailed documentation, report writing, and audit processes
- Proficient in PowerBI and data analytics, with the ability to support process automation
- Excellent interpersonal and communication skills
- Experience working with customer data and connecting with internal teams
Nice to Have
- Prior experience in automation projects involving PowerBI or similar tools
- Knowledge of compliance regulations and AML standards
- Familiarity with BAU processes supporting AML and securities operations
- Ability to adapt to a fast-paced team environment and engage with senior leadership
BeachHead is an equal opportunity agency and employer. We advocate for our candidates and welcome applicants regardless of race, color, religion, national origin, sex, age, or physical or mental disability. BeachHead or our clients may use technology-enabled tools, including automation and artificial intelligence (AI), to support parts of the recruitment process such as resume screening, application management, and candidate matching. These tools assist our recruiters and our clients, and do not replace human decision-making. This job posting represents a current or anticipated vacancy. The position may be filled at any time, and the posting may be removed without notice once the role has been filled.