Sr. Control Tester – CPA/CFA
Are you experienced in regulatory compliance and risk management? Apply Now!
Working with one of our top financial clients, this role calls for a Sr. Control Tester – CPA/CFA. This position involves supporting risk oversight functions within the organization, focusing on control testing, QA, and regulatory compliance management to ensure effective processes are in place across risk areas such as operational, market, credit, and reputational risk. The successful candidate will play a key role in compliance assurance, risk controls, and monitoring activities to help mitigate enterprise-wide risks.
Pay rate range (CAD): $56.52/hr – $67.83/hr
Responsibilities
- Act as the Regulatory Compliance Management (RCM) contact within the Governance and Controls team
- Support RCM activities including Effectiveness Assessments, Independent Monitoring, and Control Environment Reporting
- Collaborate with various Risk Lines of Business (LOBs) to advise on compliance controls and regulatory requirements
- Lead and support projects related to control testing, deficiency remediation, audits, and examinations
- Report control statuses, KRIs, and compliance metrics to senior management
- Develop and maintain strong relationships across internal teams and external stakeholders
- Identify opportunities for process improvement and innovative compliance solutions
- Assist with business continuity management and risk program support
Desired Skill-Set
- 7-8 years of experience in control testing and QA
- Extensive understanding of regulatory compliance frameworks and requirements
- Strong risk management and control expertise
- Excellent verbal and written communication skills
- Strong organizational and stakeholder management skills
- Ability to analyze data and prepare detailed reports
- Proven project management capabilities
Nice to Have
- CFA, CPA, or CIA certification
- MBA degree
- Experience with the RCM framework and requirements
BeachHead is an equal opportunity agency and employer. We advocate for our candidates and welcome applicants regardless of race, color, religion, national origin, sex, age, or physical or mental disability. BeachHead or our clients may use technology-enabled tools, including automation and artificial intelligence (AI), to support parts of the recruitment process such as resume screening, application management, and candidate matching. These tools assist our recruiters and our clients, and do not replace human decision-making. This job posting represents a current or anticipated vacancy. The position may be filled at any time, and the posting may be removed without notice once the role has been filled.